Wall Street financial firms fined combined $549 million for failure to preserve chat histories

On: August 10, 2023

On Wednesday, the SEC and the Commodity Futures Trading Commission (CFTC) announced they had charged 11 Wall Street firms for recordkeeping violations, with fines collectively totaling over half a billion dollars. The companies admitted fault in using apps like Signal, WhatsApp, and Message (formerly iMessage) in daily business communications.

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